Form 4 for METC Ramaco Resources, Inc.
Accepted 2023-12-08 00:00:00 ET · period of report 2023-12-06 · accession 0001140361-23-057041 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-12-08 | 2023-12-06+ | METC | LEIDEL PETER A | Dir | S - Sale | $17.49 | -223.5K | 4.93M | -4% | -$3.91M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock, par value $0.01 per share | 2023-12-07 | S | D | 15,346 | $17.31 | 3,230,031 | I See Footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F5) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.66, inclusive. (F11) These securities are owned directly by Yorktown Energy Partners X, L.P. ("Yorktown X"). The reporting person is a member and manager of Yorktown X Associates LLC, the general partner of Yorktown X Company LP, the general partner of Yorktown X. |
| 2 | Common | Class B Common Stock, par value $0.01 per share | 2023-12-07 | S | D | 744 | $15.08 | 716,588 | I See Footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F6) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.93 to $15.42, inclusive. (F11) These securities are owned directly by Yorktown Energy Partners X, L.P. ("Yorktown X"). The reporting person is a member and manager of Yorktown X Associates LLC, the general partner of Yorktown X Company LP, the general partner of Yorktown X. |
| 3 | Common | Class A Common Stock, par value $0.01 per share | 2023-12-07 | S | D | 23,218 | $17.31 | 4,886,859 | I See Footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F5) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.66, inclusive. (F12) These securities are owned directly by Yorktown Energy Partners XI, L.P. ("Yorktown XI"). The reporting person is a member and manager of Yorktown XI Associates LLC, the general partner of Yorktown XI Company LP, the general partner of Yorktown XI. |
| 4 | Common | Class B Common Stock, par value $0.01 per share | 2023-12-07 | S | D | 1,126 | $15.08 | 1,084,160 | I See Footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F6) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.93 to $15.42, inclusive. (F12) These securities are owned directly by Yorktown Energy Partners XI, L.P. ("Yorktown XI"). The reporting person is a member and manager of Yorktown XI Associates LLC, the general partner of Yorktown XI Company LP, the general partner of Yorktown XI. |
| 5 | Common | Class A Common Stock, par value $0.01 per share | 2023-12-08 | S | D | 21,190 | $17.16 | 4,885,179 | I See Footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F7) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.75 to $17.74, inclusive. (F10) These securities are owned directly by Yorktown Energy Partners IX, L.P. ("Yorktown IX"). The reporting person is a member and manager of Yorktown IX Associates LLC, the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. |
| 6 | Common | Class A Common Stock, par value $0.01 per share | 2023-12-08 | S | D | 2,121 | $17.78 | 4,883,058 | I See Footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F8) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.75 to $17.83, inclusive. (F10) These securities are owned directly by Yorktown Energy Partners IX, L.P. ("Yorktown IX"). The reporting person is a member and manager of Yorktown IX Associates LLC, the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. |
| 7 | Common | Class B Common Stock, par value $0.01 per share | 2023-12-08 | S | D | 1,130 | $15.14 | 1,087,363 | I See Footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F9) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.32, inclusive. (F10) These securities are owned directly by Yorktown Energy Partners IX, L.P. ("Yorktown IX"). The reporting person is a member and manager of Yorktown IX Associates LLC, the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. |
| 8 | Common | Class A Common Stock, par value $0.01 per share | 2023-12-08 | S | D | 13,949 | $17.16 | 3,216,082 | I See Footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F7) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.75 to $17.74, inclusive. (F11) These securities are owned directly by Yorktown Energy Partners X, L.P. ("Yorktown X"). The reporting person is a member and manager of Yorktown X Associates LLC, the general partner of Yorktown X Company LP, the general partner of Yorktown X. |
| 9 | Common | Class A Common Stock, par value $0.01 per share | 2023-12-08 | S | D | 1,397 | $17.78 | 3,214,685 | I See Footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F8) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.75 to $17.83, inclusive. (F11) These securities are owned directly by Yorktown Energy Partners X, L.P. ("Yorktown X"). The reporting person is a member and manager of Yorktown X Associates LLC, the general partner of Yorktown X Company LP, the general partner of Yorktown X. |
| 10 | Common | Class B Common Stock, par value $0.01 per share | 2023-12-08 | S | D | 744 | $15.14 | 715,844 | I See Footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F9) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.32, inclusive. (F11) These securities are owned directly by Yorktown Energy Partners X, L.P. ("Yorktown X"). The reporting person is a member and manager of Yorktown X Associates LLC, the general partner of Yorktown X Company LP, the general partner of Yorktown X. |
| 11 | Common | Class A Common Stock, par value $0.01 per share | 2023-12-08 | S | D | 21,105 | $17.16 | 4,865,754 | I See Footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F7) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.75 to $17.74, inclusive. (F12) These securities are owned directly by Yorktown Energy Partners XI, L.P. ("Yorktown XI"). The reporting person is a member and manager of Yorktown XI Associates LLC, the general partner of Yorktown XI Company LP, the general partner of Yorktown XI. |
| 12 | Common | Class A Common Stock, par value $0.01 per share | 2023-12-08 | S | D | 2,113 | $17.78 | 4,863,641 | I See Footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F8) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.75 to $17.83, inclusive. (F12) These securities are owned directly by Yorktown Energy Partners XI, L.P. ("Yorktown XI"). The reporting person is a member and manager of Yorktown XI Associates LLC, the general partner of Yorktown XI Company LP, the general partner of Yorktown XI. |
| 13 | Common | Class B Common Stock, par value $0.01 per share | 2023-12-08 | S | D | 1,126 | $15.14 | 1,083,034 | I See Footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F9) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.32, inclusive. (F12) These securities are owned directly by Yorktown Energy Partners XI, L.P. ("Yorktown XI"). The reporting person is a member and manager of Yorktown XI Associates LLC, the general partner of Yorktown XI Company LP, the general partner of Yorktown XI. |
| 14 | Common | Class B Common Stock, par value $0.01 per share | 2023-12-07 | S | D | 1,130 | $15.08 | 1,088,493 | I See Footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F6) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.93 to $15.42, inclusive. (F10) These securities are owned directly by Yorktown Energy Partners IX, L.P. ("Yorktown IX"). The reporting person is a member and manager of Yorktown IX Associates LLC, the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. |
| 15 | Common | Class A Common Stock, par value $0.01 per share | 2023-12-07 | S | D | 23,311 | $17.31 | 4,906,369 | I See Footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F5) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.66, inclusive. (F10) These securities are owned directly by Yorktown Energy Partners IX, L.P. ("Yorktown IX"). The reporting person is a member and manager of Yorktown IX Associates LLC, the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. |
| 16 | Common | Class B Common Stock, par value $0.01 per share | 2023-12-06 | S | D | 366 | $16.14 | 1,085,286 | I See Footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F4) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.26, inclusive. (F12) These securities are owned directly by Yorktown Energy Partners XI, L.P. ("Yorktown XI"). The reporting person is a member and manager of Yorktown XI Associates LLC, the general partner of Yorktown XI Company LP, the general partner of Yorktown XI. |
| 17 | Common | Class B Common Stock, par value $0.01 per share | 2023-12-06 | S | D | 242 | $16.14 | 717,332 | I See Footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F4) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.26, inclusive. (F11) These securities are owned directly by Yorktown Energy Partners X, L.P. ("Yorktown X"). The reporting person is a member and manager of Yorktown X Associates LLC, the general partner of Yorktown X Company LP, the general partner of Yorktown X. |
| 18 | Common | Class A Common Stock, par value $0.01 per share | 2023-12-06 | S | D | 32,905 | $17.92 | 4,911,972 | I See Footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F2) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.40 to $18.39, inclusive. The reporting person undertakes to Ramaco Resources, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2), (3), (4), (5), (6), (7), (8) and (9). (F12) These securities are owned directly by Yorktown Energy Partners XI, L.P. ("Yorktown XI"). The reporting person is a member and manager of Yorktown XI Associates LLC, the general partner of Yorktown XI Company LP, the general partner of Yorktown XI. |
| 19 | Common | Class A Common Stock, par value $0.01 per share | 2023-12-06 | S | D | 1,895 | $18.45 | 4,910,077 | I See Footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.39 to $18.55, inclusive. (F12) These securities are owned directly by Yorktown Energy Partners XI, L.P. ("Yorktown XI"). The reporting person is a member and manager of Yorktown XI Associates LLC, the general partner of Yorktown XI Company LP, the general partner of Yorktown XI. |
| 20 | Common | Class A Common Stock, par value $0.01 per share | 2023-12-06 | S | D | 1,253 | $18.45 | 3,245,377 | I See Footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.39 to $18.55, inclusive. (F11) These securities are owned directly by Yorktown Energy Partners X, L.P. ("Yorktown X"). The reporting person is a member and manager of Yorktown X Associates LLC, the general partner of Yorktown X Company LP, the general partner of Yorktown X. |
| 21 | Common | Class A Common Stock, par value $0.01 per share | 2023-12-06 | S | D | 21,748 | $17.92 | 3,246,630 | I See Footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F2) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.40 to $18.39, inclusive. The reporting person undertakes to Ramaco Resources, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2), (3), (4), (5), (6), (7), (8) and (9). (F11) These securities are owned directly by Yorktown Energy Partners X, L.P. ("Yorktown X"). The reporting person is a member and manager of Yorktown X Associates LLC, the general partner of Yorktown X Company LP, the general partner of Yorktown X. |
| 22 | Common | Class B Common Stock, par value $0.01 per share | 2023-12-06 | S | D | 367 | $16.14 | 1,089,623 | I See Footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F4) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.26, inclusive. (F10) These securities are owned directly by Yorktown Energy Partners IX, L.P. ("Yorktown IX"). The reporting person is a member and manager of Yorktown IX Associates LLC, the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. |
| 23 | Common | Class A Common Stock, par value $0.01 per share | 2023-12-06 | S | D | 1,903 | $18.45 | 4,929,680 | I See Footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.39 to $18.55, inclusive. (F10) These securities are owned directly by Yorktown Energy Partners IX, L.P. ("Yorktown IX"). The reporting person is a member and manager of Yorktown IX Associates LLC, the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. |
| 24 | Common | Class A Common Stock, par value $0.01 per share | 2023-12-06 | S | D | 33,036 | $17.92 | 4,931,583 | I See Footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F2) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.40 to $18.39, inclusive. The reporting person undertakes to Ramaco Resources, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2), (3), (4), (5), (6), (7), (8) and (9). (F10) These securities are owned directly by Yorktown Energy Partners IX, L.P. ("Yorktown IX"). The reporting person is a member and manager of Yorktown IX Associates LLC, the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. |