Form 4 for PENN PENN Entertainment, Inc.
Accepted 2024-01-05 00:00:00 ET · period of report 2024-01-03 · accession 0001140361-24-001039 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-05 | 2024-01-04 | PENN | NAPLES RONALD J | Dir | D - Sale to Iss | $24.61 | +8,541 | 20.6K | +71% | +$210.2K |
| D | 2024-01-05 | 2024-01-04 | PENN | NAPLES RONALD J | Dir | M - OptEx | — | +8,541 | 29.1K | +41% | — |
| D | 2024-01-05 | 2024-01-04 | PENN | NAPLES RONALD J | Dir | M - OptEx | — | -8,541 | 0 | -100% | — |
| D | 2024-01-05 | 2024-01-03 | PENN | NAPLES RONALD J | Dir | A - Grant | — | +9,634 | 9,634 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-04 | D | A | 8,541 | $24.61 | 20,587 | D | — | — | (F1) The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. |
| 2 | Common | Common Stock | 2024-01-04 | M | A | 8,541 | — | 29,128 | D | — | — | (F1) The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. |
| 3 | Derivative | Phantom Stock Units | 2024-01-04 | M | D | 8,541 | — | 0 | D | — · 2024-01-04 to 2024-01-04 | 8,541 Common Stock | (F1) The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. |
| 4 | Derivative | Phantom Stock Units | 2024-01-03 | A | A | 9,634 | — | 9,634 | D | — · 2025-01-03 to 2025-01-03 | 9,634 Common Stock | (F2) The reporting person will receive a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. The reporting person elected to receive the 2024 annual equity award for directors in phantom stock units. |