Form 4 for PENN PENN Entertainment, Inc.
Accepted 2024-01-05 00:00:00 ET · period of report 2024-01-03 · accession 0001140361-24-001045 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DT | 2024-01-05 | 2024-01-03 | PENN | Rogers Christopher Byron | EVP, Chief Strategy Off | M - OptEx | $14.10 | +7,074 | 35.2K | +25% | +$99.7K |
| DT | 2024-01-05 | 2024-01-03 | PENN | Rogers Christopher Byron | EVP, Chief Strategy Off | S - Sale+OE | $25.23 | -5,017 | 30.2K | -14% | -$126.6K |
| DT | 2024-01-05 | 2024-01-03 | PENN | Rogers Christopher Byron | EVP, Chief Strategy Off | A - Grant | $0.00 | +94.9K | 94.9K | New | $0 |
| DT | 2024-01-05 | 2024-01-03 | PENN | Rogers Christopher Byron | EVP, Chief Strategy Off | M - OptEx | $0.00 | -7,074 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-03 | M | A | 7,074 | $14.10 | 35,231 | D | — | — | |
| 2 | Common | Common Stock | 2024-01-03 | S | D | 5,017 | $25.23 | 30,214 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.78 to $25.26, inclusive. The reporting person undertakes to provide to Penn Entertainment, Inc., any security holder of Penn Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. |
| 3 | Derivative | Stock Options (Rightto Buy) | 2024-01-03 | A | A | 94,944 | $0.00 | 94,944 | D | $25.95 · 2025-01-03 to 2034-01-03 | 94,944 Common Stock | (F4) The stock options vest in four equal annual installments beginning on January 3, 2025. |
| 4 | Derivative | Stock Options (Rightto Buy) | 2024-01-03 | M | D | 7,074 | $0.00 | 0 | D | $14.10 · — to 2024-01-04 | 7,074 Common Stock | (F3) The stock options vested in four annual installments beginning on January 4, 2018. |