Form 4 for QBTS D-Wave Quantum Inc.
Accepted 2024-01-16 00:00:00 ET · period of report 2024-01-10 · accession 0001140361-24-002397 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-16 | 2024-01-10 | QBTS | Nguyen Diane | GC | A - Grant | $0.00 | +36.4K | 299.2K | +14% | $0 |
| D | 2024-01-16 | 2024-01-10 | QBTS | Nguyen Diane | GC | A - Grant | $0.00 | +58.3K | 58.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.0001 per share ("Common Stock") | 2024-01-10 | A | A | 36,351 | $0.00 | 299,156 | D | — | — | (F1) Includes: (a) 178,672 shares of unvested restricted stock units: (i) 93,312 RSUs granted on October 13, 2022 and vesting as follows: 46,656 on October 13, 2024 and October 13, 2025, and (ii) 85,360 RSUs granted on March 27, 2023 and vesting as follows: 21,340 on March 27, 2024 and the remaining 54,020 will vest quarterly at a rate of 6.25% beginning July 27, 2024, and (b) 8,162 Common Stock acquired under the Employee Stock Purchase Plan ("ESPP") of D-Wave Quantum Inc. (the "Issuer"). In accordance with the ESPP, the 8,162 Common Stock were purchased at a price equal to 85% of the closing price of the Issuer's Common Stock on November 30, 2023. |
| 2 | Derivative | Stock Option (right to buy) | 2024-01-10 | A | A | 58,255 | $0.00 | 58,255 | D | $0.85 · — to 2034-01-10 | 58,255 Common Stock | (F2) This option has vested and is exercisable as of the grant date as to all 58,255 shares of Common Stock. |