Form 4/A for PFX PhenixFIN Corp
Accepted 2024-03-05 00:00:00 ET · period of report 2024-02-23 · accession 0001140361-24-011416 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MA | 2024-03-05 | 2024-02-23+ | PFX | Lorber David A | COB AND CEO, Dir | P - Purchase | $44.65 | +2,402 | 104.5K | +2% | +$107.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.001 par value | 2024-02-23 | P | A | 1,300 | $44.50 | 104,297 | D | — | — | (F3) The original Form 4, filed on February 27, 2024, is being amended by this Form 4 to correct an administrative error which misreported the number of shares purchased on February 23, 2024 as 1,686 and the weighted average price of such purchases as $44.48. This amendment correctly reports the number of shares, and the weighted average price, for the shares purchased by the reporting person on February 23, 2024. (F1) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.36 to $44.53, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. |
| 2 | Common | Common Stock, $0.001 par value | 2024-02-27 | P | A | 927 | $44.97 | 105,399 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.62 to $45.00, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. |
| 3 | Common | Common Stock, $0.001 par value | 2024-02-26 | P | A | 175 | $44.06 | 104,472 | D | — | — |