Form 4 for RCKT ROCKET PHARMACEUTICALS, INC.
Accepted 2024-05-20 00:00:00 ET · period of report 2024-05-02 · accession 0001140361-24-026884 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-05-20 | 2024-05-02 | RCKT | SOUTHWELL DAVID P | Dir | G - Gift | $0.00 | -113.1K | 1,660 | -99% | $0 | |
| I | 2024-05-20 | 2024-05-02 | RCKT | SOUTHWELL DAVID P | Dir | G - Gift | $0.00 | -59.7K | 113.1K | -35% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-02 | G | D | 113,124 | $0.00 | 1,660 | D By The David P. Southwell Irrevocable Trust Dtd 04/14/2024 | — | — | (F1) The shares of common stock were transferred by the Reporting Person as a gift to The David P. Southwell Irrevocable Trust Dtd 04/14/2024. No funds were exchanged, and no sale of shares occurred in the transfer. |
| 2 | Common | Common Stock | 2024-05-02 | G | D | 59,716 | $0.00 | 113,124 | I | — | — | (F1) The shares of common stock were transferred by the Reporting Person as a gift to The David P. Southwell Irrevocable Trust Dtd 04/14/2024. No funds were exchanged, and no sale of shares occurred in the transfer. |