Form 4 for AMPX Amprius Technologies, Inc.
Accepted 2024-07-25 00:00:00 ET · period of report 2024-07-23 · accession 0001140361-24-034256 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-07-25 | 2024-07-23 | AMPX | MIRRO JUSTIN E | Dir | A - Grant | — | +925.9K | 2.39M | +63% | — |
| DI | 2024-07-25 | 2024-07-23 | AMPX | MIRRO JUSTIN E | Dir | D - Sale to Iss | — | -4.70M | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-07-23 | A | A | 925,900 | — | 2,393,042 | I See Footnote | — | — | (F1) The reporting person received 925,900 shares of common stock in exchange for warrants to purchase 4,700,000 shares of common stock. The warrants were referred to as "Private Warrants" of the Issuer. (F2) The securities are owned by Kensington Capital Partners, LLC, of which the reporting person is the managing member. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| 2 | Derivative | Warrants (right to buy) | 2024-07-23 | D | D | 4,700,000 | — | 0 | I See Footnote | — · 2022-10-14 to 2027-09-14 | 4,700,000 Common Stock | (F4) The securities were in September 2022 distributed in-kind, pro-rata and for no additional consideration to the members (one of whom was Kensington Capital Partners, LLC) of Kensington Capital Sponsor IV, LLC in connection with its liquidating distribution. (F2) The securities are owned by Kensington Capital Partners, LLC, of which the reporting person is the managing member. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. (F3) Pursuant to the Issuer's offer (the "Offer") to holders of its outstanding Private Warrants, the Issuer offered to exchange 0.197 shares of the Issuer's common stock for each Private Warrant exercisable for one share of the Issuer's common stock upon the terms set forth in the Issuer's Offer to Exchange Private Warrants to Acquire Common Stock filed as an exhibit to the Issuer's Schedule TO filed with the Securities and Exchange Commission on June 24, 2024. |