Form 4 for GECC Great Elm Capital Corp.
Accepted 2024-09-24 00:00:00 ET · period of report 2024-09-20 · accession 0001140361-24-041812 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-09-24 | 2024-09-20+ | GECC | Kleinman Adam M | CCO, Sec | J - Other | $0.00 | +8,287 | 30.4K | +37% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-20 | J | A | 6,194 | $0.00 | 28,326 | D | — | — | |
| 2 | Common | Common Stock | 2024-09-24 | J | A | 2,093 | $0.00 | 30,419 | D | — | — | (F3) Includes 1,574 shares of common stock of GECC acquired as a result of stock dividends associated with portions of equity compensation awarded to Mr. Kleinman in previous years that vested on the anniversary of those grant dates. |