Form 4 for GECC Great Elm Capital Corp.
Accepted 2024-09-24 00:00:00 ET · period of report 2024-09-20 · accession 0001140361-24-041816 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-09-24 | 2024-09-20+ | GECC | Great Elm Group, Inc. | 10% | J - Other | $10.09 | -88.3K | 1.43M | -6% | -$890.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-24 | J | D | 14,977 | $10.09 | 1,440,722 | D | — | — | |
| 2 | Common | Common Stock | 2024-09-20 | J | D | 31,879 | $10.09 | 1,486,283 | D | — | — | |
| 3 | Common | Common Stock | 2024-09-20 | J | D | 30,584 | $10.09 | 1,455,699 | D | — | — | |
| 4 | Common | Common Stock | 2024-09-24 | J | D | 10,811 | $10.09 | 1,429,911 | D | — | — | (F4) GEG's direct holdings includes 1,230 shares of common stock of GECC previously reported as transferred in connection with an unvested equity compensation award, subject to such employee's continued service; however, such employee forfeited such compensation award and GEG retained beneficial ownership over such shares. |