Form 4/A for GECC Great Elm Capital Corp.
Accepted 2024-09-25 00:00:00 ET · period of report 2024-09-20 · accession 0001140361-24-041839 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MA | 2024-09-25 | 2024-09-20+ | GECC | Great Elm Group, Inc. | 10% | J - Other | $10.09 | -34.8K | 1.44M | -2% | -$350.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-20 | J | D | 25,573 | $10.09 | 1,431,545 | D | — | — | (F2) This amendment is being filed to correct information pertaining to the amount of securities transferred as a result of vested compensation awards granted in prior years. |
| 2 | Common | Common Stock | 2024-09-24 | J | D | 9,177 | $10.09 | 1,440,722 | D | — | — | (F2) This amendment is being filed to correct information pertaining to the amount of securities transferred as a result of vested compensation awards granted in prior years. |