Form 4 for INV Innventure, Inc.

Accepted 2024-12-11 00:00:00 ET · period of report 2024-12-09 · accession 0001140361-24-049049 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2024-12-11	2024-12-09	INV	Otworth Michael	Executive COB, Dir	A - Grant	$0.00	+537.7K	3.09M	+21%	$0
D	2024-12-11	2024-12-09	INV	Otworth Michael	Executive COB, Dir	A - Grant	$0.00	+262.3K	262.3K	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2024-12-09	A	A	537,705	$0.00	3,090,330	D	—	—	(F1) Restricted Stock Units granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, and vesting on October 2, 2025, or, if earlier, on the same date that the lock-up set forth in the contractual lock-up agreement entered into by the Reporting Person on October 24, 2023 terminates pursuant to its terms, subject to the Reporting Person's continuous service to the Issuer until the applicable vesting date.
2	Derivative	Nonqualified Stock Option (right to buy)	2024-12-09	A	A	262,295	$0.00	262,295	D	$12.20 · 2025-10-02 to 2034-12-09	262,295 Common Stock	(F3) The nonqualified stock options ("Stock Options"), exercisable solely in the Issuer's Common Stock granted by the Issuer to the Reporting Person on December 9, 2024 pursuant to the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, vest and become exercisable on October 2, 2025, or, if earlier, on the same date that the lock-up set forth in the contractual lock-up agreement entered into by the Reporting Person on October 24, 2023 terminates pursuant to its terms, subject to the Reporting Person's continuous service to the Issuer until the applicable vesting date.