Form 4 for INV Innventure, Inc.
Accepted 2024-12-11 00:00:00 ET · period of report 2024-12-09 · accession 0001140361-24-049051 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-12-11 | 2024-12-09 | INV | Niemeyer Suzanne | Dir | A - Grant | $0.00 | +336.1K | 336.1K | New | $0 |
| D | 2024-12-11 | 2024-12-09 | INV | Niemeyer Suzanne | Dir | A - Grant | $0.00 | +163.9K | 163.9K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-09 | A | A | 336,066 | $0.00 | 336,066 | D | — | — | (F1) Restricted Stock Units ("RSUs") granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, and vesting in three equal installments on May 1, 2025, May 1, 2026, and May 1, 2027, subject to the Reporting Person's continuous service to the Issuer until the applicable vesting date. |
| 2 | Derivative | Nonqualified Stock Option (right to buy) | 2024-12-09 | A | A | 163,934 | $0.00 | 163,934 | D | $12.20 · 2025-10-02 to 2034-12-09 | 163,934 Common Stock | (F2) The nonqualified stock options ("Stock Options"), exercisable solely in the Issuer's Common Stock granted by the Issuer to the Reporting Person on December 9, 2024 pursuant to the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, vest and become exercisable with respect to (i) 25% of the shares of Common Stock underlying the Stock Options on May 1, 2025 and (ii) 75% of the shares of Common Stock underlying the Stock Options in eight substantially equal installments on each three-month anniversary thereafter, subject to the Reporting Person's continuous service to the Issuer until the applicable vesting date. |