Form 4 for ROIV Roivant Sciences Ltd.
Accepted 2024-12-26 00:00:00 ET · period of report 2024-12-20 · accession 0001140361-24-050458 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DT | 2024-12-26 | 2024-12-20 | ROIV | Venker Eric | Pres, COO | F - Tax | $11.57 | -10.9K | 595.6K | -2% | -$126.6K |
| DT | 2024-12-26 | 2024-12-20 | ROIV | Venker Eric | Pres, COO | S - Sale+OE | $11.49 | -100.0K | 595.6K | -14% | -$1.15M |
| DT | 2024-12-26 | 2024-12-20 | ROIV | Venker Eric | Pres, COO | M - OptEx | $3.85 | +100.0K | 695.6K | +17% | +$385.0K |
| DT | 2024-12-26 | 2024-12-20 | ROIV | Venker Eric | Pres, COO | M - OptEx | $0.00 | -100.0K | 12.23M | -0.8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-12-20 | F | D | 10,945 | $11.57 | 595,580 | D | — | — | (F1) Represents the "net settlement" by the Issuer of RSUs previously granted to the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of such RSUs. |
| 2 | Common | Common Shares | 2024-12-20 | S | D | 100,000 | $11.49 | 595,580 | D | — | — | (F2) The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range. These sales were effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted on June 25, 2024. |
| 3 | Common | Common Shares | 2024-12-20 | M | A | 100,000 | $3.85 | 695,580 | D | — | — | |
| 4 | Derivative | Stock Option (Right to Buy) | 2024-12-20 | M | D | 100,000 | $0.00 | 12,226,234 | D | $3.85 · — to 2032-04-19 | 100,000 Common Stock | (F3) Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation). |