Form 4/A for AVR Anteris Technologies Global Corp.
Accepted 2025-03-21 00:00:00 ET · period of report 2025-03-05 · accession 0001140361-25-009828 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DAI | 2025-03-21 | 2025-03-05 | AVR | Paterson Wayne | CEO, Dir | F - Tax | $7.98 | -220.4K | 12.6K | -95% | -$1.76M |
| DAI | 2025-03-21 | 2025-03-05 | AVR | Paterson Wayne | CEO, Dir | M - OptEx | $7.13 | +233.0K | 233.0K | New | +$1.66M |
| DA | 2025-03-21 | 2025-03-05 | AVR | Paterson Wayne | CEO, Dir | M - OptEx | $0.00 | -233.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-05 | F | D | 220,393 | $7.98 | 12,607 | I See Footnote | — | — | (F1) Held by Citibank, N.A. London as custodian for Mr. Paterson. |
| 2 | Common | Common Stock | 2025-03-05 | M | A | 233,000 | $7.13 | 233,000 | I See Footnote | — | — | (F2) A total of 220,393 options were exercised and settled in cash, with the net cash equivalent (after taxes, withholdings, and the exercise price) used to cover the exercise of an additional 12,607 options. The issuance of Common Stock was finalized on March 20, 2025. (F1) Held by Citibank, N.A. London as custodian for Mr. Paterson. |
| 3 | Derivative | Stock Option | 2025-03-05 | M | D | 233,000 | $0.00 | 0 | D | $7.13 · — to 2025-03-20 | 233,000 Common Stock | (F3) The option vested in two equal installments on February 8, 2022 and June 24, 2022. |