Form 4 for FNKO Funko, Inc.
Accepted 2025-06-06 00:00:00 ET · period of report 2025-06-04 · accession 0001140361-25-021778 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2025-06-06 | 2025-06-04 | FNKO | TCG Capital Management, LP | Dir, 10% | M - OptEx | $0.00 | +20.4K | 17.1K | New | $0 |
| DMI | 2025-06-06 | 2025-06-04 | FNKO | TCG Capital Management, LP | Dir, 10% | M - OptEx | $0.00 | -20.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-06-04 | M | A | 10,204 | $0.00 | 13,081 | I See footnote | — | — | (F3) The securities reported on this row were granted to Mike Kerns as compensation for his service on the Issuer's board of directors and are held by Mr. Kerns for the benefit of the reporting person. (F4) The 10,204 RSUs included on this row were granted to Mr. Kerns on June 4, 2024, vested on June 4, 2025 and were settled in shares of Class A Common Stock on June 5, 2025. |
| 2 | Common | Class A Common Stock | 2025-06-04 | M | A | 10,204 | $0.00 | 17,067 | I See footnote | — | — | (F1) The securities reported on this row were granted to Jesse Jacobs as compensation for his service on the Issuer's board of directors and are held by Mr. Jacobs for the benefit of the reporting person. (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The 10,204 RSUs included on this row were granted to Jesse Jacobs on June 4, 2024, vested on June 4, 2025 and were settled in shares of Class A Common Stock on June 5, 2025. |
| 3 | Derivative | Restricted Stock Units | 2025-06-04 | M | D | 10,204 | $0.00 | 0 | I See footnote | — · — to — | 10,204 Class A Common Stock | (F1) The securities reported on this row were granted to Jesse Jacobs as compensation for his service on the Issuer's board of directors and are held by Mr. Jacobs for the benefit of the reporting person. (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The 10,204 RSUs included on this row were granted to Jesse Jacobs on June 4, 2024, vested on June 4, 2025 and were settled in shares of Class A Common Stock on June 5, 2025. |
| 4 | Derivative | Restricted Stock Units | 2025-06-04 | M | D | 10,204 | $0.00 | 0 | I See footnote | — · — to — | 10,204 Class A Common Stock | (F3) The securities reported on this row were granted to Mike Kerns as compensation for his service on the Issuer's board of directors and are held by Mr. Kerns for the benefit of the reporting person. (F4) The 10,204 RSUs included on this row were granted to Mr. Kerns on June 4, 2024, vested on June 4, 2025 and were settled in shares of Class A Common Stock on June 5, 2025. |