Form 4 for ROIV Roivant Sciences Ltd.
Accepted 2025-10-08 00:00:00 ET · period of report 2025-10-06 · accession 0001140361-25-037740 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMT | 2025-10-08 | 2025-10-06+ | ROIV | Venker Eric | Pres, Immunovant CEO | M - OptEx | $8.95 | +665.2K | 1.68M | +66% | +$5.96M |
| DMT | 2025-10-08 | 2025-10-06+ | ROIV | Venker Eric | Pres, Immunovant CEO | S - Sale+OE | $16.21 | -665.2K | 1.50M | -31% | -$10.78M |
| DMT | 2025-10-08 | 2025-10-06+ | ROIV | Venker Eric | Pres, Immunovant CEO | M - OptEx | $0.00 | -665.2K | 1.05M | -39% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2025-10-06 | M | A | 24,900 | $7.45 | 1,657,214 | D | — | — | |
| 2 | Common | Common Shares | 2025-10-06 | M | A | 19,141 | $3.85 | 1,676,355 | D | — | — | |
| 3 | Common | Common Shares | 2025-10-06 | S | D | 171,396 | $16.34 | 1,504,959 | D | — | — | (F1) The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range. These sales were effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted on March 28, 2025. |
| 4 | Common | Common Shares | 2025-10-07 | M | A | 67,171 | $15.85 | 1,572,130 | D | — | — | |
| 5 | Common | Common Shares | 2025-10-07 | M | A | 180,859 | $3.85 | 1,860,120 | D | — | — | |
| 6 | Common | Common Shares | 2025-10-07 | S | D | 355,161 | $16.15 | 1,504,959 | D | — | — | (F1) The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range. These sales were effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted on March 28, 2025. |
| 7 | Common | Common Shares | 2025-10-08 | M | A | 10,307 | $15.85 | 1,515,266 | D | — | — | |
| 8 | Common | Common Shares | 2025-10-08 | M | A | 128,295 | $7.45 | 1,643,561 | D | — | — | |
| 9 | Common | Common Shares | 2025-10-08 | S | D | 138,602 | $16.20 | 1,504,959 | D | — | — | (F1) The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range. These sales were effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted on March 28, 2025. |
| 10 | Common | Common Shares | 2025-10-06 | M | A | 127,355 | $15.85 | 1,632,314 | D | — | — | |
| 11 | Common | Common Shares | 2025-10-07 | M | A | 107,131 | $7.45 | 1,679,261 | D | — | — | |
| 12 | Derivative | Stock Option (Right to Buy) | 2025-10-08 | M | D | 128,295 | $0.00 | 0 | D | $7.45 · — to 2027-11-20 | 128,295 Common Stock | (F3) Award of stock options to purchase Common Shares with a vesting commencement date of October 16, 2017. These options are fully vested. |
| 13 | Derivative | Stock Option (Right to Buy) | 2025-10-08 | M | D | 10,307 | $0.00 | 977,050 | D | $15.85 · — to 2026-03-31 | 10,307 Common Stock | (F2) Award of stock options to purchase Common Shares with a vesting commencement date of December 27, 2019. These options are fully vested. |
| 14 | Derivative | Stock Option (Right to Buy) | 2025-10-07 | M | D | 180,859 | $0.00 | 6,276,523 | D | $3.85 · — to 2032-04-19 | 180,859 Common Stock | (F4) Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation). |
| 15 | Derivative | Stock Option (Right to Buy) | 2025-10-07 | M | D | 107,131 | $0.00 | 128,295 | D | $7.45 · — to 2027-11-20 | 107,131 Common Stock | (F3) Award of stock options to purchase Common Shares with a vesting commencement date of October 16, 2017. These options are fully vested. |
| 16 | Derivative | Stock Option (Right to Buy) | 2025-10-07 | M | D | 67,171 | $0.00 | 987,357 | D | $15.85 · — to 2026-03-31 | 67,171 Common Stock | (F2) Award of stock options to purchase Common Shares with a vesting commencement date of December 27, 2019. These options are fully vested. |
| 17 | Derivative | Stock Option (Right to Buy) | 2025-10-06 | M | D | 19,141 | $0.00 | 6,457,382 | D | $3.85 · — to 2032-04-19 | 19,141 Common Stock | (F4) Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation). |
| 18 | Derivative | Stock Option (Right to Buy) | 2025-10-06 | M | D | 24,900 | $0.00 | 235,426 | D | $7.45 · — to 2027-11-20 | 24,900 Common Stock | (F3) Award of stock options to purchase Common Shares with a vesting commencement date of October 16, 2017. These options are fully vested. |
| 19 | Derivative | Stock Option (Right to Buy) | 2025-10-06 | M | D | 127,355 | $0.00 | 1,054,528 | D | $15.85 · — to 2026-03-31 | 127,355 Common Stock | (F2) Award of stock options to purchase Common Shares with a vesting commencement date of December 27, 2019. These options are fully vested. |