Form 4 for TCPC BlackRock TCP Capital Corp.
Accepted 2026-02-03 00:00:00 ET · period of report 2026-01-30 · accession 0001140361-26-003573 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-02-03 | 2026-01-30 | TCPC | Mehring Jason | Pres | M - OptEx | — | +5,598 | 28.3K | +25% | — |
| D | 2026-02-03 | 2026-01-30 | TCPC | Mehring Jason | Pres | D - Sale to Iss | $5.18 | -5,598 | 22.7K | -20% | -$29.0K |
| D | 2026-02-03 | 2026-01-30 | TCPC | Mehring Jason | Pres | A - Grant | $5.18 | +2,703 | 2,703 | New | +$14.0K |
| DM | 2026-02-03 | 2026-01-30 | TCPC | Mehring Jason | Pres | M - OptEx | — | -5,598 | 2,899 | -66% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-01-30 | M | A | 5,597.69 | — | 28,306.04 | D | — | — | (F2) A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. (F3) The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date. (F4) The Reporting Person was granted phantom shares on January 31, 2025 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date. (F1) Amount of securities beneficially owned includes shares acquired by the Reporting Person pursuant to the Issuer's dividend reinvestment plan. |
| 2 | Common | Common Stock | 2026-01-30 | D | D | 5,597.69 | $5.18 | 22,708.35 | D | — | — | (F2) A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. (F3) The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date. (F4) The Reporting Person was granted phantom shares on January 31, 2025 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date. (F1) Amount of securities beneficially owned includes shares acquired by the Reporting Person pursuant to the Issuer's dividend reinvestment plan. |
| 3 | Derivative | Phantom Shares | 2026-01-30 | A | A | 2,702.70 | $5.18 | 2,702.70 | D | — · — to — | 2,702.70 Common Stock | (F2) A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. (F5) These phantom shares vest in equal installments on each of the first three anniversaries of the award. |
| 4 | Derivative | Phantom Shares | 2026-01-30 | M | D | 4,148.01 | — | 4,148.01 | D | — · — to — | 4,148.01 Common Stock | (F2) A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. (F3) The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date. |
| 5 | Derivative | Phantom Shares | 2026-01-30 | M | D | 1,449.68 | — | 2,899.35 | D | — · — to — | 1,449.68 Common Stock | (F2) A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. (F4) The Reporting Person was granted phantom shares on January 31, 2025 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date. |