Form 4 for AVR Anteris Technologies Global Corp.
Accepted 2026-06-09 20:56:13 ET · period of report 2026-06-05 · accession 0001140361-26-024693 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2026-06-09 20:56 | 2026-06-05 | AVR | McDonnell Matthew | CFO | M - OptEx | $6.27 | +62.0K | 62.0K | New | +$388.9K |
| DI | 2026-06-09 20:56 | 2026-06-05 | AVR | McDonnell Matthew | CFO | F - Tax | $9.83 | -39.6K | 22.4K | -64% | -$389.2K |
| DMI | 2026-06-09 20:56 | 2026-06-05 | AVR | McDonnell Matthew | CFO | M - OptEx | $0.00 | -62.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-06-05 | M | A | 2,001 | $4.84 | 2,001 | I See Footnote | — | — | (F1) Represents CHESS Depositary Interests ("CDIs") of the Issuer received upon settlement of the stock options. The CDIs are traded on the Australian Securities Exchange (the "ASX") and are held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the Australian Securities Exchange. CDIs confer the beneficial ownership of the Issuer's common stock on each CDI holder, with the legal title to such securities held by CHESS Depositary Nominees Pty Limited. (F2) All US dollar amounts in this column have been converted from Australian dollars using the spot exchange rate on June 5, 2026, which was approximately A$1.00 to $0.7121. (F3) Held by Citicorp Nominees Pty Ltd as custodian for Quadroo Pty Ltd, as Trustee for the McDonnell Family Trust. Mr. McDonnell and his spouse serve as directors of Quadroo Pty Ltd and share voting and investment power over such shares. |
| 2 | Common | Common Stock | 2026-06-05 | M | A | 60,000 | $6.32 | 62,001 | I See Footnote | — | — | (F1) Represents CHESS Depositary Interests ("CDIs") of the Issuer received upon settlement of the stock options. The CDIs are traded on the Australian Securities Exchange (the "ASX") and are held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the Australian Securities Exchange. CDIs confer the beneficial ownership of the Issuer's common stock on each CDI holder, with the legal title to such securities held by CHESS Depositary Nominees Pty Limited. (F2) All US dollar amounts in this column have been converted from Australian dollars using the spot exchange rate on June 5, 2026, which was approximately A$1.00 to $0.7121. (F3) Held by Citicorp Nominees Pty Ltd as custodian for Quadroo Pty Ltd, as Trustee for the McDonnell Family Trust. Mr. McDonnell and his spouse serve as directors of Quadroo Pty Ltd and share voting and investment power over such shares. |
| 3 | Common | Common Stock | 2026-06-05 | F | D | 39,595 | $9.83 | 22,406 | I See Footnote | — | — | (F1) Represents CHESS Depositary Interests ("CDIs") of the Issuer received upon settlement of the stock options. The CDIs are traded on the Australian Securities Exchange (the "ASX") and are held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the Australian Securities Exchange. CDIs confer the beneficial ownership of the Issuer's common stock on each CDI holder, with the legal title to such securities held by CHESS Depositary Nominees Pty Limited. (F2) All US dollar amounts in this column have been converted from Australian dollars using the spot exchange rate on June 5, 2026, which was approximately A$1.00 to $0.7121. (F3) Held by Citicorp Nominees Pty Ltd as custodian for Quadroo Pty Ltd, as Trustee for the McDonnell Family Trust. Mr. McDonnell and his spouse serve as directors of Quadroo Pty Ltd and share voting and investment power over such shares. |
| 4 | Derivative | Stock options | 2026-06-05 | M | D | 2,001 | $0.00 | 0 | I See Footnote | $4.84 · — to 2029-07-12 | 2,001 Common Stock | (F2) All US dollar amounts in this column have been converted from Australian dollars using the spot exchange rate on June 5, 2026, which was approximately A$1.00 to $0.7121. (F4) On June 14, 2019, the Reporting Person was granted 2,001 stock options, which vested in approximately equal installments on July 12, 2020, July 12, 2021 and July 12, 2022, subject to the Reporting Person's continued service through each vesting date. (F6) The stock options are held by Quadroo Pty Ltd, as Trustee for the McDonnell Family Trust. Mr. McDonnell and his spouse serve as directors of Quadroo Pty Ltd and share voting and investment power over such shares. |
| 5 | Derivative | Stock options | 2026-06-05 | M | D | 60,000 | $0.00 | 0 | I See Footnote | $6.32 · — to 2026-09-23 | 60,000 Common Stock | (F2) All US dollar amounts in this column have been converted from Australian dollars using the spot exchange rate on June 5, 2026, which was approximately A$1.00 to $0.7121. (F5) On September 23, 2021, the Reporting Person was granted 60,000 stock options, which vested in approximately equal installments on September 23, 2022, September 23, 2023 and September 23, 2024, subject to the Reporting Person's continued service through each vesting date. (F6) The stock options are held by Quadroo Pty Ltd, as Trustee for the McDonnell Family Trust. Mr. McDonnell and his spouse serve as directors of Quadroo Pty Ltd and share voting and investment power over such shares. |