Form 4 for RCKT ROCKET PHARMACEUTICALS, INC.
Accepted 2026-08-05 20:49:40 ET · period of report 2026-08-03 · accession 0001140361-26-031473 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-08-05 20:49 | 2026-08-03 | RCKT | Stevens Christopher James | COO | A - Grant | $0.00 | +73.3K | 542.4K | +16% | $0 |
| D | 2026-08-05 20:49 | 2026-08-03 | RCKT | Stevens Christopher James | COO | A - Grant | $0.00 | +101.4K | 101.4K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-08-03 | A | A | 73,313 | $0.00 | 542,442 | D | — | — | (F1) Holdings include Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis. (F2) Represents RSUs, one-third (1/3) of which will become fully vested on August 3, 2027, with the remaining shares vesting in equal quarterly installments over the following two years. (F1) Holdings include Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis. |
| 2 | Derivative | Stock Option (Right to Buy) | 2026-08-03 | A | A | 101,428 | $0.00 | 101,428 | D | $3.41 · — to 2036-08-03 | 101,428 Common Stock | (F3) This option represents a right to purchase a total of 101,428 shares of the Issuer's common stock, one-third of which will become fully vested and exercisable on August 3, 2027, with the remaining shares vesting in equal quarterly installments over the following two years, subject to the reporting person's continued employment with the Issuer. |