Form 4 for MA Mastercard
Accepted 2023-05-09 00:00:00 ET · period of report 2023-05-05 · accession 0001141391-23-000081 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-09 | 2023-05-05 | MA | Malhotra Raghuvir | Co-Pres, Intl Markets | S - Sale+OE | $381.62 | -11.4K | 13.0K | -47% | -$4.35M |
| DM | 2023-05-09 | 2023-05-05 | MA | Malhotra Raghuvir | Co-Pres, Intl Markets | M - OptEx | $201.05 | +6,898 | 17.3K | +66% | +$1.39M |
| DM | 2023-05-09 | 2023-05-05 | MA | Malhotra Raghuvir | Co-Pres, Intl Markets | M - OptEx | $0.00 | -6,898 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-05-05 | S | D | 3,536 | $383.00 | 9,464.94 | D | — | — | (F1) The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on January 27, 2023. |
| 2 | Common | Class A Common Stock | 2023-05-05 | S | D | 7,862 | $381.00 | 13,000.94 | D | — | — | (F1) The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on January 27, 2023. |
| 3 | Common | Class A Common Stock | 2023-05-05 | M | A | 3,536 | $227.25 | 20,862.94 | D | — | — | (F1) The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on January 27, 2023. |
| 4 | Common | Class A Common Stock | 2023-05-05 | M | A | 3,362 | $173.49 | 17,326.94 | D | — | — | (F1) The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on January 27, 2023. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2023-05-05 | M | D | 3,536 | $0.00 | 1,768 | D | $227.25 · — to 2029-03-01 | 3,536 Class A Common Stock | (F1) The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on January 27, 2023. (F3) The reporting person was awarded 7,072 employee stock options on March 1, 2019, of which 1,768 remain and are fully vested. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2023-05-05 | M | D | 3,362 | $0.00 | 0 | D | $173.49 · — to 2028-03-01 | 3,362 Class A Common Stock | (F1) The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on January 27, 2023. (F2) The reporting person was awarded 6,724 employee stock options on March 1, 2018, which had fully vested. |