Form 4 for MA Mastercard
Accepted 2023-06-14 00:00:00 ET · period of report 2023-06-13 · accession 0001141391-23-000087 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-14 | 2023-06-13 | MA | Seshadri Raj | Pres, Data, Services | S - Sale+OE | $373.24 | -5,164 | 13.5K | -28% | -$1.93M |
| D | 2023-06-14 | 2023-06-13 | MA | Seshadri Raj | Pres, Data, Services | M - OptEx | $112.31 | +3,664 | 16.3K | +29% | +$411.5K |
| D | 2023-06-14 | 2023-06-13 | MA | Seshadri Raj | Pres, Data, Services | M - OptEx | $0.00 | -3,664 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-06-13 | S | D | 1,700 | $375.26 | 11,377.33 | D | — | — | (F1) The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 14, 2023. (F6) The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $374.71 to $375.31. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range. |
| 2 | Common | Class A Common Stock | 2023-06-13 | S | D | 213 | $376.46 | 11,164.33 | D | — | — | (F1) The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 14, 2023. (F7) The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $376.10 to $376.66. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range. |
| 3 | Common | Class A Common Stock | 2023-06-13 | S | D | 445 | $373.85 | 13,077.33 | D | — | — | (F1) The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 14, 2023. (F5) The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $373.47 to $374.23. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range. |
| 4 | Common | Class A Common Stock | 2023-06-13 | S | D | 391 | $371.49 | 14,722.33 | D | — | — | (F1) The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 14, 2023. (F3) The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $371.08 to $371.90. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range. |
| 5 | Common | Class A Common Stock | 2023-06-13 | S | D | 1,215 | $370.69 | 15,113.33 | D | — | — | (F1) The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 14, 2023. (F2) The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $370.06 to $371.04. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range. |
| 6 | Common | Class A Common Stock | 2023-06-13 | M | A | 3,664 | $112.31 | 16,328.33 | D | — | — | (F1) The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 14, 2023. |
| 7 | Common | Class A Common Stock | 2023-06-13 | S | D | 1,200 | $372.74 | 13,522.33 | D | — | — | (F1) The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 14, 2023. (F4) The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $372.18 to $373.09. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2023-06-13 | M | D | 3,664 | $0.00 | 0 | D | $112.31 · — to 2027-03-01 | 3,664 Class A Common Stock | (F1) The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 14, 2023. (F8) The reporting person was awarded 17,664 employee stock options on March 1, 2017, which had fully vested. |