Form 4 for MA Mastercard
Accepted 2023-08-03 00:00:00 ET · period of report 2023-08-01 · accession 0001141391-23-000137 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-03 | 2023-08-01 | MA | SACHIN J. MEHRA | CFO | S - Sale+OE | $394.39 | -10.8K | 23.1K | -32% | -$4.27M |
| D | 2023-08-03 | 2023-08-01 | MA | SACHIN J. MEHRA | CFO | M - OptEx | $90.10 | +10.8K | 31.5K | +52% | +$976.5K |
| D | 2023-08-03 | 2023-08-01 | MA | SACHIN J. MEHRA | CFO | M - OptEx | $0.00 | -10.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-08-01 | S | D | 6,044 | $393.75 | 25,501.15 | D | — | — | (F1) The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 1, 2023. (F2) This transaction was executed in multiple trades at prices ranging from $392.83 to $393.78. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Class A Common Stock | 2023-08-01 | S | D | 194 | $397.16 | 20,707.15 | D | — | — | (F1) The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 1, 2023. (F6) This transaction was executed in multiple trades at prices ranging from $397.15 to $397.16. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Class A Common Stock | 2023-08-01 | S | D | 1,200 | $396.76 | 20,901.15 | D | — | — | (F1) The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 1, 2023. (F5) This transaction was executed in multiple trades at prices ranging from $396.13 to $397.12. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Class A Common Stock | 2023-08-01 | S | D | 1,000 | $395.29 | 22,101.15 | D | — | — | (F1) The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 1, 2023. (F4) This transaction was executed in multiple trades at prices ranging from $394.88 to $395.87. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Class A Common Stock | 2023-08-01 | S | D | 2,400 | $394.20 | 23,101.15 | D | — | — | (F1) The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 1, 2023. (F3) This transaction was executed in multiple trades at prices ranging from $393.87 to $394.82. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Common | Class A Common Stock | 2023-08-01 | M | A | 10,838 | $90.10 | 31,545.15 | D | — | — | (F1) The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 1, 2023. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2023-08-01 | M | D | 10,838 | $0.00 | 0 | D | $90.10 · — to 2026-03-01 | 10,838 Class A Common Stock | (F1) The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 1, 2023. (F7) The reporting person was awarded 12,108 employee stock options on March 1, 2016, which had fully vested. |