Form 4 for AYI ACUITY INC. (DE)
Accepted 2023-01-13 00:00:00 ET · period of report 2023-01-11 · accession 0001144215-23-000017 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-13 | 2023-01-11 | AYI | HOLCOM KAREN J | SVP, CFO | M - OptEx | $128.72 | +1,385 | 21.1K | +7% | +$178.3K |
| DM | 2023-01-13 | 2023-01-11 | AYI | HOLCOM KAREN J | SVP, CFO | S - Sale+OE | $174.51 | -4,238 | 20.4K | -17% | -$739.6K |
| DM | 2023-01-13 | 2023-01-11 | AYI | HOLCOM KAREN J | SVP, CFO | M - OptEx | $0.00 | -1,385 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-11 | M | A | 728 | $103.74 | 20,437 | D | — | — | (F1) Since the date of the reporting person's last ownership report, she transferred 595 shares of the Company's common stock to her ex-husband pursuant to a divorce decree. |
| 2 | Common | Common Stock | 2023-01-11 | S | D | 2,853 | $174.51 | 16,856 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $174.50 to $174.575, inclusive. The Reporting Person undertakes to provide to Acuity Brands, Inc., any security holder of Acuity Brands, Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. |
| 3 | Common | Common Stock | 2023-01-11 | S | D | 657 | $174.50 | 19,709 | D | — | — | (F3) The shares underlying this sale were held by reporting person for the benefit of the reporting person's ex-husband pursuant to a divorce decree. Reporting person received no economic benefit from the sale of these shares. |
| 4 | Common | Common Stock | 2023-01-11 | S | D | 728 | $174.50 | 20,366 | D | — | — | |
| 5 | Common | Common Stock | 2023-01-11 | M | A | 657 | $156.39 | 21,094 | D | — | — | (F2) The shares were acquired pursuant to an option exercise at the direction of, and are held for the benefit of, the reporting person's ex-husband pursuant to a divorce decree. The reporting person disclaims beneficial ownership of these shares. |
| 6 | Derivative | Non-Qualified Stock Option | 2023-01-11 | M | D | 657 | $0.00 | 657 | D | $156.39 · — to 2027-10-25 | 657 Common Stock | (F6) The portion of the stock options being exercised (shown in Column 7) were indirectly held for the benefit of the reporting person's ex-husband pursuant to a divorce decree and the reporting person disclaims beneficiation ownership of this portion of the stock option. The remaining portion of the stock options shown in Column 9 continue to be directly held by the reporting person. (F5) This option was fully vested three years from the anniversary of the Grant Date. |
| 7 | Derivative | Non-Qualified Stock Option | 2023-01-11 | M | D | 728 | $0.00 | 0 | D | $103.74 · — to 2023-10-24 | 728 Common Stock | (F5) This option was fully vested three years from the anniversary of the Grant Date. |