InsiderTrades

Form 4 for APLD Applied Digital Corp.

Accepted 2022-11-28 00:00:00 ET · period of report 2022-11-25 · accession 0001144879-22-000090 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
MI 2022-11-28 2022-11-25+ APLD Cummins Wes CEO, COB, Dir, 10% P - Purchase $2.14 +80.0K 1.32M +6% +$171.4K

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2022-11-25 P A 50,000 $2.24 1,290,686 I See Footnote — — (F3) Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $2.20 to $2.26. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. (F4) Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President.
2 Common Common Stock 2022-11-28 P A 30,000 $1.98 1,320,686 I See Footnote — — (F5) Constitutes the weighted average purchase price for multiple transactions reported on this line, having prices per share ranging from $1.92 to $2.02. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.