Form 4 for APLD Applied Digital Corp.
Accepted 2023-02-07 00:00:00 ET · period of report 2023-02-05 · accession 0001144879-23-000052 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-07 | 2023-02-05 | APLD | INGEL REGINA | CMO | F - Tax | $3.29 | -4,879 | 102.0K | -5% | -$16.1K |
| D | 2023-02-07 | 2023-02-05 | APLD | INGEL REGINA | CMO | M - OptEx | — | +16.7K | 106.8K | +18% | — |
| D | 2023-02-07 | 2023-02-05 | APLD | INGEL REGINA | CMO | M - OptEx | $0.00 | -16.7K | 83.3K | -17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-05 | F | D | 4,879 | $3.29 | 101,969 | D | — | — | (F3) Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person. (F2) Includes 12,500 shares of restricted stock which will vest on April 1, 2023 |
| 2 | Common | Common Stock | 2023-02-05 | M | A | 16,666 | — | 106,848 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. (F2) Includes 12,500 shares of restricted stock which will vest on April 1, 2023 |
| 3 | Derivative | Restricted Stock Unit | 2023-02-05 | M | D | 16,666 | $0.00 | 83,334 | D | — · — to — | 16,666 Common Stock | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. (F4) 16,667 RSUs will vest on August 5, 2023, February 5, 2024, February 5, 2025, and August 5, 2025 and 16,666 RSUs will vest on August 5, 2024. |