Form 4 for APLD Applied Digital Corp.
Accepted 2023-08-08 00:00:00 ET · period of report 2023-08-05 · accession 0001144879-23-000181 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-08 | 2023-08-05 | APLD | Maniscalco Michael | CTO | M - OptEx | — | +30.6K | 47.2K | +183% | — |
| D | 2023-08-08 | 2023-08-05 | APLD | Maniscalco Michael | CTO | F - Tax | $7.79 | -7,433 | 39.8K | -16% | -$57.9K |
| D | 2023-08-08 | 2023-08-05 | APLD | Maniscalco Michael | CTO | M - OptEx | $0.00 | -30.6K | 94.4K | -24% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-05 | M | A | 30,556 | — | 47,222 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2023-08-05 | F | D | 7,433 | $7.79 | 39,789 | D | — | — | (F2) Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person. |
| 3 | Derivative | Restricted Stock Unit | 2023-08-05 | M | D | 30,556 | $0.00 | 94,444 | D | — · 2023-08-05 to — | 30,556 Common Stock | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. (F3) Restricted Stock Units ("RSU"s) will vest as follows: 30,556 on August 5, 2023, 23,611 on each of February 5, 2024 and February 5, 2025, 23,610 on August 5, 2024, and 23,612 on August 5, 2025. |