Form 4 for APLD Applied Digital Corp.
Accepted 2023-08-08 00:00:00 ET · period of report 2023-08-05 · accession 0001144879-23-000185 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-08 | 2023-08-05 | APLD | INGEL REGINA | CMO | M - OptEx | $0.00 | +16.7K | 114.9K | +17% | $0 |
| D | 2023-08-08 | 2023-08-05 | APLD | INGEL REGINA | CMO | F - Tax | $7.79 | -4,059 | 110.9K | -4% | -$31.6K |
| D | 2023-08-08 | 2023-08-05 | APLD | INGEL REGINA | CMO | M - OptEx | $0.00 | -16.7K | 66.7K | -20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-05 | M | A | 16,667 | $0.00 | 114,929 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2023-08-05 | F | D | 4,059 | $7.79 | 110,870 | D | — | — | (F2) Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person. |
| 3 | Derivative | Restricted Stock Unit | 2023-08-05 | M | D | 16,667 | $0.00 | 66,667 | D | — · — to — | 16,667 Common Stock | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. (F3) 16,667 RSUs will vest on August 5, 2023, February 5, 2024, February 5, 2025, and August 5, 2025 and 16,666 RSUs will vest on August 5, 2024. |