Form 4 for APLD Applied Digital Corp.
Accepted 2023-11-13 00:00:00 ET · period of report 2023-11-09 · accession 0001144879-23-000229 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-11-13 | 2023-11-09+ | APLD | MOORE VIRGINIA | Dir | S - Sale | $4.78 | -96.9K | 289.4K | -25% | -$462.8K |
| 2023-11-13 | 2023-11-09 | APLD | MOORE VIRGINIA | Dir | A - Grant | $0.00 | +33.7K | 109.9K | +44% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-09 | S | D | 45,798 | $5.03 | 340,449 | I Footnote | — | — | (F2) Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $4.99 to $5.12. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. (F3) Held by the Moore Family Trust, of which Virginia Moore is a trustee. |
| 2 | Common | Common Stock | 2023-11-09 | A | A | 33,685 | $0.00 | 109,876 | D Footnote | — | — | (F1) Includes 33,685 shares of restricted stock due to non-employee directors for board service for the 12 months commencing November 9, 2023. These shares will vest in full on the first anniversary of the grant date. (F3) Held by the Moore Family Trust, of which Virginia Moore is a trustee. |
| 3 | Common | Common Stock | 2023-11-10 | S | D | 51,079 | $4.55 | 289,370 | I | — | — | (F4) Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $4.53 to $4.58. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction. |