Form 4 for APLD Applied Digital Corp.
Accepted 2024-02-06 00:00:00 ET · period of report 2024-02-05 · accession 0001144879-24-000029 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-06 | 2024-02-05 | APLD | Cummins Wes | CEO, COB, Dir, 10% | M - OptEx | — | +83.3K | 3.84M | +2% | — |
| D | 2024-02-06 | 2024-02-05 | APLD | Cummins Wes | CEO, COB, Dir, 10% | F - Tax | $4.26 | -21.7K | 3.81M | -0.6% | -$92.5K |
| D | 2024-02-06 | 2024-02-05 | APLD | Cummins Wes | CEO, COB, Dir, 10% | M - OptEx | $0.00 | -83.3K | 250.0K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-05 | M | A | 83,334 | — | 3,835,581 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. (F2) Includes 742,166 shares held in the Reporting Person's IRA. |
| 2 | Common | Common Stock | 2024-02-05 | F | D | 21,704 | $4.26 | 3,813,877 | D | — | — | (F3) Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person |
| 3 | Derivative | Restricted Stock Unit | 2024-02-05 | M | D | 83,334 | $0.00 | 250,000 | D | — · — to — | 83,334 Common Stock | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. (F6) 83,333 RSUs will vest on August 5, 2024 and February 5, 2025 and 83,334 RSUs will vest on August 5, 2025. |