Form 4 for APLD Applied Digital Corp.
Accepted 2024-02-06 00:00:00 ET · period of report 2024-02-05 · accession 0001144879-24-000030 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-06 | 2024-02-05 | APLD | RENCH DAVID | CFO | M - OptEx | — | +41.7K | 239.2K | +21% | — |
| D | 2024-02-06 | 2024-02-05 | APLD | RENCH DAVID | CFO | F - Tax | $4.26 | -11.7K | 227.5K | -5% | -$49.8K |
| D | 2024-02-06 | 2024-02-05 | APLD | RENCH DAVID | CFO | M - OptEx | $0.00 | -41.7K | 125.0K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-05 | M | A | 41,667 | — | 239,185 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2024-02-05 | F | D | 11,695 | $4.26 | 227,490 | D | — | — | (F2) Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person. |
| 3 | Derivative | Restricted Stock Unit | 2024-02-05 | M | D | 41,667 | $0.00 | 125,000 | D | — · — to — | 41,667 Common Stock | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. (F3) 41,666 RSUs will vest on August 5, 2024 and 41,667 RSUs will vest on each of February 5, 2025 and August 5, 2025. |