Form 4 for APLD Applied Digital Corp.
Accepted 2024-04-08 00:00:00 ET · period of report 2024-04-04 · accession 0001144879-24-000068 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-04-08 | 2024-04-04 | APLD | Maniscalco Michael | CTO | F - Tax | $3.27 | -6,072 | 75.3K | -7% | -$19.9K |
| D | 2024-04-08 | 2024-04-04 | APLD | Maniscalco Michael | CTO | M - OptEx | — | +25.0K | 81.4K | +44% | — |
| D | 2024-04-08 | 2024-04-04 | APLD | Maniscalco Michael | CTO | M - OptEx | $0.00 | -25.0K | 50.0K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-04 | F | D | 6,072 | $3.27 | 75,327 | D | — | — | (F2) Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person. |
| 2 | Common | Common Stock | 2024-04-04 | M | A | 25,000 | — | 81,399 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 3 | Derivative | Restricted Stock Unit | 2024-04-04 | M | D | 25,000 | $0.00 | 50,000 | D | — · — to — | 25,000 Common Stock | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. (F3) RSUs will vest as follows: 12,500 on each of October 4, 2024, April 4, 2025, October 4, 2025 and April 4, 2026. |