Form 4 for APLD Applied Digital Corp.
Accepted 2024-04-08 00:00:00 ET · period of report 2024-04-04 · accession 0001144879-24-000070 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-04-08 | 2024-04-04 | APLD | RENCH DAVID | CFO | M - OptEx | — | +70.0K | 297.5K | +31% | — |
| D | 2024-04-08 | 2024-04-04 | APLD | RENCH DAVID | CFO | F - Tax | $3.27 | -17.0K | 280.4K | -6% | -$55.7K |
| D | 2024-04-08 | 2024-04-04 | APLD | RENCH DAVID | CFO | M - OptEx | $0.00 | -70.0K | 140.0K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-04 | M | A | 70,000 | — | 297,490 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2024-04-04 | F | D | 17,045 | $3.27 | 280,445 | D | — | — | (F2) Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person. |
| 3 | Derivative | Restricted Stock Unit | 2024-04-04 | M | D | 70,000 | $0.00 | 140,000 | D | — · — to — | 70,000 Common Stock | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. (F3) One-sixth of the RSUs will vest on each of October 4, 2024, April 4, 2025, October 4, 2025 and April 4, 2026. |