Form 4 for APLD Applied Digital Corp.
Accepted 2024-06-21 00:00:00 ET · period of report 2024-06-18 · accession 0001144879-24-000173 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2024-06-21 | 2024-06-18 | APLD | Cummins Wes | CEO, COB, Dir, 10% | J - Other | — | -404.2K | 1.63M | -20% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-06-18 | J | D | 404,233 | — | 1,626,453 | I See Footnote | — | — | (F1) The 404,233 shares were indirectly held by 272 Capital, LLC ("272 Capital") pursuant to a certain Subadvisory Agreement with the investment manager of the relevant fund. The Reporting Person serves as President of 272 Capital. On June 18, 2024, the Subadvisory Agreement was terminated. As a result, the Reporting Person ceased having discretionary or voting authority with respect to the 404,233 shares. (F2) The 1,626,453 shares are held by 272 Capital. |