Form 4 for APLD Applied Digital Corp.
Accepted 2024-08-07 00:00:00 ET · period of report 2024-08-05 · accession 0001144879-24-000204 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-08-07 | 2024-08-05 | APLD | Maniscalco Michael | CTO | M - OptEx | — | +23.6K | 120.1K | +24% | — |
| DM | 2024-08-07 | 2024-08-05 | APLD | Maniscalco Michael | CTO | F - Tax | $4.21 | -5,750 | 113.2K | -5% | -$24.2K |
| DM | 2024-08-07 | 2024-08-05 | APLD | Maniscalco Michael | CTO | M - OptEx | $0.00 | -23.6K | 13.9K | -63% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-05 | M | A | 16,666 | — | 117,209 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2024-08-05 | F | D | 1,691 | $4.21 | 118,403 | D | — | — | (F2) Represents the withholding of shares of the Company's common stock for tax purposes in connection with the vesting of RSUs previously granted. |
| 3 | Common | Common Stock | 2024-08-05 | M | A | 6,944 | — | 120,094 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2024-08-05 | F | D | 4,059 | $4.21 | 113,150 | D | — | — | (F2) Represents the withholding of shares of the Company's common stock for tax purposes in connection with the vesting of RSUs previously granted. |
| 5 | Derivative | Restricted Stock Unit | 2024-08-05 | M | D | 16,666 | $0.00 | 33,334 | D | — · — to — | 16,666 Common Stock | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. (F3) RSUs granted on August 5, 2022, vesting as follows: 16,666 on February 5, 2023, 16,667 on each of August 5, 2023 and February 5, 2024, 16,666 on August 5, 2024, and 16,667 on each of February 5, 2025 and August 5, 2025. (F4) No expiration date. |
| 6 | Derivative | Restricted Stock Unit | 2024-08-05 | M | D | 6,944 | $0.00 | 13,889 | D | — · — to — | 6,944 Common Stock | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. (F5) RSUs granted on August 5, 2022, vesting as follows: 13,889 on August 5, 2023, 6,944 on each of February 5, 2024, August 5, 2024, and February 5, 2025, and 6,945 on August 5, 2025. (F4) No expiration date. |