Form 4 for ELV Elevance Health
Accepted 2022-03-03 00:00:00 ET · period of report 2022-03-01 · accession 0001156039-22-000025 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-03 | 2022-03-01+ | ELV | Penczek Ronald W | CAO, Ctrl | F - Tax | $452.98 | -421 | 1,643 | -20% | -$190.7K |
| DM | 2022-03-03 | 2022-03-01 | ELV | Penczek Ronald W | CAO, Ctrl | A - Grant | $0.00 | +1,175 | 1,865 | +170% | $0 |
| DM | 2022-03-03 | 2022-03-03 | ELV | Penczek Ronald W | CAO, Ctrl | M - OptEx | $293.50 | +1,559 | 3,857 | +68% | +$457.6K |
| D | 2022-03-03 | 2022-03-03 | ELV | Penczek Ronald W | CAO, Ctrl | S - Sale+OE | $463.68 | -2,423 | 1,902 | -56% | -$1.12M |
| D | 2022-03-03 | 2022-03-01 | ELV | Penczek Ronald W | CAO, Ctrl | A - Grant | $0.00 | +882 | 882 | New | $0 |
| DM | 2022-03-03 | 2022-03-03 | ELV | Penczek Ronald W | CAO, Ctrl | M - OptEx | $0.00 | -1,559 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-02 | F | D | 52 | $463.49 | 2,766 | D | — | — | (F1) PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK. |
| 2 | Common | Common Stock | 2022-03-01 | A | A | 953 | $0.00 | 2,818 | D | — | — | (F3) Represents performance based restricted share units. Restrictions lapse on 3/1/2022. |
| 3 | Common | Common Stock | 2022-03-01 | A | A | 222 | $0.00 | 1,865 | D | — | — | (F2) Represents restricted share units. Restrictions lapse as follows: 74 shares each on 3/1/2023, 3/1/2024 and 3/1/2025. |
| 4 | Common | Common Stock | 2022-03-03 | M | A | 438 | $311.48 | 3,204 | D | — | — | |
| 5 | Common | Common Stock | 2022-03-01 | F | D | 369 | $451.50 | 1,643 | D | — | — | (F1) PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK. |
| 6 | Common | Common Stock | 2022-03-03 | S | D | 2,423 | $463.68 | 1,902 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $463.57 to $463.73. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 7 | Common | Common Stock | 2022-03-03 | M | A | 468 | $307.68 | 4,325 | D | — | — | |
| 8 | Common | Common Stock | 2022-03-03 | M | A | 653 | $271.27 | 3,857 | D | — | — | |
| 9 | Derivative | Employee Stock Option (Right to Buy) | 2022-03-01 | A | A | 882 | $0.00 | 882 | D | $451.50 · — to 2032-03-01 | 882 Common Stock | (F5) The option represents a right to purchase a total of 882 shares, and is exercisable in three annual installments of 294 shares each, beginning on 3/1/2023, which is the one-year anniversary of the option grant date. |
| 10 | Derivative | Employee Stock Option (Right to Buy) | 2022-03-03 | M | D | 438 | $0.00 | 877 | D | $311.48 · — to 2031-03-01 | 438 Common Stock | (F6) The option represents a right to purchase a total of 1,315 shares, and is exercisable in three annual installments, with two installments of 438 shares each and one installment of 439 shares, beginning on 3/1/2022, which is the one-year anniversary of the option grant date. |
| 11 | Derivative | Employee Stock Option (Right to Buy) | 2022-03-03 | M | D | 653 | $0.00 | 654 | D | $271.27 · — to 2030-03-02 | 653 Common Stock | (F7) The option represents a right to purchase a total of 1,960 shares, and is exercisable in three annual installments, with two installments of 653 shares each and one installment of 654 shares, beginning on 3/2/2021, which is the one-year anniversary of the option grant date. |
| 12 | Derivative | Employee Stock Option (Right to Buy) | 2022-03-03 | M | D | 468 | $0.00 | 0 | D | $307.68 · — to 2029-03-01 | 468 Common Stock | (F8) The option represents a right to purchase a total of 1,403 shares, and is exercisable in three annual installments, with one installment of 467 shares and two installments of 468 shares each, beginning on 3/1/2020, which is the one-year anniversary of the option grant date. |