Form 4 for UONE URBAN ONE, INC.
Accepted 2022-05-27 00:00:00 ET · period of report 2022-05-25 · accession 0001156180-22-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-05-27 | 2022-05-25+ | UONE | JONES TERRY L | Dir | S - Sale+OE | $6.06 | -130.1K | 271.2K | -32% | -$789.2K |
| D | 2022-05-27 | 2022-05-25 | UONE | JONES TERRY L | Dir | M - OptEx | $0.83 | +30.1K | 401.3K | +8% | +$25.0K |
| D | 2022-05-27 | 2022-05-25 | UONE | JONES TERRY L | Dir | M - OptEx | $0.83 | +30.1K | 401.3K | +8% | +$25.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class D Common Stock | 2022-05-25 | S | D | 62,719 | $6.07 | 338,563 | D | — | — | (F2) The price reported in Column 4 is a weighted average price upon sake after exercise of the underlying stock options. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. |
| 2 | Common | Class D Common Stock | 2022-05-25 | M | A | 30,120 | $0.83 | 401,282 | D | — | — | (F1) Represents the exercise of previously granted restricted stock unit options, with an exercise price of $0.83 per share. These options were to expire on June 5, 2022. |
| 3 | Common | Class D Common Stock | 2022-05-26 | S | D | 67,401 | $6.06 | 271,162 | D | — | — | (F2) The price reported in Column 4 is a weighted average price upon sake after exercise of the underlying stock options. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. (F3) The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of Urban One, Inc. stock as follows: 271,162 shares of Class D common stock. This number does not include options as per the transactions reported herein Mr. Jones no longer holds options. |
| 4 | Derivative | Restricted Stock Unit | 2022-05-25 | M | A | 30,120 | $0.83 | 401,282 | D | $0.83 · 2013-06-05 to 2022-06-05 | 30,120 Class D Common Stick |