Form 4 for CME CME Group
Accepted 2021-09-16 00:00:00 ET · period of report 2021-09-14 · accession 0001156375-21-000110 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-09-16 | 2021-09-14+ | CME | Holzrichter Julie | Sr MD COO | F - Tax | $188.93 | -1,364 | 35.1K | -4% | -$257.7K |
| 2021-09-16 | 2021-09-15 | CME | Holzrichter Julie | Sr MD COO | A - Grant | $0.00 | +3,968 | 39.1K | +11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock Class A | 2021-09-14 | F | D | 406 | $188.85 | 36,073 | D | — | — | (F1) Ms. Julie Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2021. |
| 2 | Common | Common Stock Class A | 2021-09-15 | F | D | 483 | $188.96 | 35,590 | D | — | — | (F2) Ms. Julie Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2021. |
| 3 | Common | Common Stock Class A | 2021-09-15 | F | D | 475 | $188.96 | 35,115 | D | — | — | (F2) Ms. Julie Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2021. |
| 4 | Common | Common Stock Class A | 2021-09-15 | A | A | 3,968 | $0.00 | 39,083 | D | — | — |