Form 4/A for CME CME Group
Accepted 2022-02-14 00:00:00 ET · period of report 2020-03-15 · accession 0001156375-22-000061 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MA | 2022-02-14 | 2020-03-15 | CME | Tobin Jack J | MD CAO | F - Tax | $182.01 | -290 | 18.1K | -2% | -$52.8K |
| MA | 2022-02-14 | 2020-03-15 | CME | Tobin Jack J | MD CAO | A - Grant | $0.00 | +988 | 18.6K | +6% | $0 |
| A | 2022-02-14 | 2020-02-25 | CME | Tobin Jack J | MD CAO | G - Gift | $0.00 | -100 | 17.7K | -0.6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock Class A | 2020-03-15 | F | D | 145 | $182.01 | 18,445 | D | — | — | (F5) Mr. Tobin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. (F8) The original Form 4 filed on March 15, 2020 incorrectly reported 17,906 shares held directly. This amendment is being filed to correctly report the amount as 18,445 shares held directly. |
| 2 | Common | Common Stock Class A | 2020-03-15 | A | A | 494 | $0.00 | 18,241 | D | — | — | (F3) Represents shares earned from a 2016 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019. (F4) The original Form 4 filed on March 15, 2020 incorrectly reported 17,702 shares held directly. This amendment is being filed to correctly report the amount as 18,241 shares held directly. |
| 3 | Common | Common Stock Class A | 2020-03-15 | F | D | 145 | $182.01 | 18,096 | D | — | — | (F5) Mr. Tobin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. (F6) The original Form 4 filed on March 15, 2020 incorrectly reported 17,557 shares held directly. This amendment is being filed to correctly report the amount as 18,096 shares held directly. |
| 4 | Common | Common Stock Class A | 2020-03-15 | A | A | 494 | $0.00 | 18,590 | D | — | — | (F3) Represents shares earned from a 2016 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019. (F7) The original Form 4 filed on March 15, 2020 incorrectly reported 18,051 shares held directly. This amendment is being filed to correctly report the amount as 18,590 shares held directly. |
| 5 | Common | Common Stock Class A | 2020-02-25 | G | D | 100 | $0.00 | 17,747 | D | — | — | (F1) This transaction represented a gift of securities from the reporting person to his children, who do not share the reporting person's household. (F2) The original Form 4 filed on March 15, 2020 incorrectly reported 17,208 shares held directly. This amendment is being filed to correctly report the amount as 17,747 shares held directly. |