Form 4 for CME CME Group
Accepted 2022-03-17 00:00:00 ET · period of report 2022-03-15 · accession 0001156375-22-000131 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-03-17 | 2022-03-15 | CME | Sprague Suzanne | Sr MD Gbl Head of Clearing | A - Grant | $232.00 | +1,242 | 3,594 | +53% | +$288.1K |
| 2022-03-17 | 2022-03-15 | CME | Sprague Suzanne | Sr MD Gbl Head of Clearing | F - Tax | $232.00 | -66 | 2,574 | -2% | -$15.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock Class A | 2022-03-15 | A | A | 222 | $232.00 | 2,640 | D | — | — | (F1) Represents shares earned from a 2018 performance share award based on the company's achievement of total shareholder return relative to the S&P 500 measured over 2019-2021. |
| 2 | Common | Common Stock Class A | 2022-03-15 | A | A | 1,020 | $232.00 | 3,594 | D | — | — | (F3) On March 15, 2022, the reporting person was granted restricted shares, vesting in four equal annual installments on the first four anniversaries of the grant date, subject to the restricted share agreement. |
| 3 | Common | Common Stock Class A | 2022-03-15 | F | D | 66 | $232.00 | 2,574 | D | — | — | (F2) Ms. Sprague surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. |