Form 4 for CME CME Group
Accepted 2023-09-18 00:00:00 ET · period of report 2023-09-15 · accession 0001156375-23-000162 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-09-18 | 2023-09-15+ | CME | Sprague Suzanne | Sr MD Gbl Head of Clearing | F - Tax | $206.82 | -570 | 8,118 | -7% | -$117.9K |
| 2023-09-18 | 2023-09-15 | CME | Sprague Suzanne | Sr MD Gbl Head of Clearing | A - Grant | $206.82 | +2,900 | 8,688 | +50% | +$599.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock Class A | 2023-09-15 | F | D | 481 | $206.82 | 8,207 | D | — | — | (F1) Ms. Sprague surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2023. |
| 2 | Common | Common Stock Class A | 2023-09-16 | F | D | 89 | $206.82 | 8,118 | D | — | — | (F2) Ms. Sprague surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2023. |
| 3 | Common | Common Stock Class A | 2023-09-15 | A | A | 2,900 | $206.82 | 8,688 | D | — | — |