Form 4 for CIM CHIMERA INVESTMENT CORP

Accepted 2021-12-21 00:00:00 ET · period of report 2021-12-15 · accession 0001157523-21-001515 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2021-12-21	2021-12-15	CIM	Kortman Kelley	Principal Accounting Off	A - Grant	$0.00	+7,817	21.7K	+56%	$0
	2021-12-21	2021-12-15	CIM	Kortman Kelley	Principal Accounting Off	F - Tax	$15.21	-1,945	19.7K	-9%	-$29.6K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-12-15	A	A	7,817	$0.00	21,690	D	—	—	(F1) Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). Each RSU has the economic equivalent of one share of Chimera common stock. The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. (F2) Dividend equivalent rights ("DERs") issued on RSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.
2	Common	Common Stock	2021-12-15	F	D	1,945	$15.21	19,745	D	—	—	(F3) Shares reported were withheld for payment of taxes associated with the vesting of prior grants of RSUs.tnote