Form 4 for CIM CHIMERA INVESTMENT CORP
Accepted 2022-02-08 00:00:00 ET · period of report 2022-02-04 · accession 0001157523-22-000161 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-02-08 | 2022-02-04 | CIM | Kardis Phillip John II | CLO | A - Grant | $0.00 | +33.6K | 297.9K | +13% | $0 | |
| 2022-02-08 | 2022-02-04 | CIM | Kardis Phillip John II | CLO | F - Tax | $14.29 | -34.3K | 263.5K | -12% | -$490.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-04 | A | A | 33,623 | $0.00 | 297,851 | D | — | — | (F2) Each PSU has the economic equivalent of one share of Chimera common stock. (F3) Dividend equivalent rights ("DERs") issued on PSUs and restricted stock units ("RSUs") are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock. |
| 2 | Common | Common Stock | 2022-02-04 | F | D | 34,330 | $14.29 | 263,521 | D | — | — | (F4) Shares reported were withheld for payment of taxes associated with the vesting of prior grants of PSUs and RSUs and Medicare taxes associated with the deferred stock units. |