Form 4 for CIM CHIMERA INVESTMENT CORP
Accepted 2023-12-19 00:00:00 ET · period of report 2023-12-15 · accession 0001157523-23-001850 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| T | 2023-12-19 | 2023-12-15 | CIM | Thakkar Sudhanshu | Co-CIO | F - Tax | $5.02 | -971 | 122.5K | -0.8% | -$4,874 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-15 | F | D | 971 | $5.02 | 122,464 | D | — | — | (F1) Shares reported were withheld for payment of taxes associated with the vesting of prior grants of RSUs. (F2) Includes shares of the common stock of Chimera Investment Corporation (the "Chimera common stock") underlying restricted stock units ("RSUs"). Each RSU has the economic equivalent of one share of Chimera common stock. The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. Dividend equivalent rights ("DERs") issued on RSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock. |