Form 4 for CIM CHIMERA INVESTMENT CORP
Accepted 2024-01-03 00:00:00 ET · period of report 2023-12-31 · accession 0001157523-24-000009 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-01-03 | 2023-12-31 | CIM | Yarlagadda Choudhary | Pres. COO, Co-CIO, Dir | A - Grant | $0.00 | +35.2K | 2.01M | +2% | $0 | |
| 2024-01-03 | 2023-12-31 | CIM | Yarlagadda Choudhary | Pres. COO, Co-CIO, Dir | F - Tax | $4.99 | -3,286 | 2.01M | -0.2% | -$16.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-31 | A | A | 35,210 | $0.00 | 2,012,605 | D | — | — | (F1) Represents vesting of shares of Chimera common stock underlying performance stock units ("PSUs") and the dividend equivalent rights ("DERs") accrued on such PSUs since the grant date. Each PSU is the economic equivalent of one share of Chimera common stock. The reporting person elected to defer share settlement until separation of service (such deferred share units are referred to as "DSUs") and does not intend to report the actual delivery of such DSUs. |
| 2 | Common | Common Stock | 2023-12-31 | F | D | 3,286 | $4.99 | 2,009,319 | D | — | — | (F2) Shares reported were withheld for payment of taxes associated with the vesting of prior grants of restricted stock units ("RSUs"). (F3) Dividend equivalent rights ("DERs") issued on RSUs, PSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock. |