Form 4 for CIM CHIMERA INVESTMENT CORP
Accepted 2024-01-18 00:00:00 ET · period of report 2024-01-17 · accession 0001157523-24-000076 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-01-18 | 2024-01-17 | CIM | Kardis Phillip John II | CEO, Dir | A - Grant | $0.00 | +273.4K | 869.8K | +46% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-17 | A | A | 273,449 | $0.00 | 869,818 | D | — | — | (F1) Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on December 31st of 2024, 2025 and 2026 and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. The reporting person elected to defer share settlement until separation of service (such deferred share units are herein referred to as "DSUs"). (F2) Each RSU is the economic equivalent of one share of Chimera common stock. (F3) Dividend equivalent rights ("DERs") issued on RSUs, underlying performance stock units or PSUs, and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock. |