Form 4 for AMKR AMKOR TECHNOLOGY, INC.
Accepted 2024-08-12 00:00:00 ET · period of report 2024-08-09 · accession 0001158926-24-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2024-08-12 | 2024-08-09 | AMKR | KIM JOHN T | 10%, Member of 10% owner group (5) | G - Gift | $0.00 | +2.10M | 2.10M | New | $0 |
| 2024-08-12 | 2024-08-09 | AMKR | KIM JOHN T | 10%, Member of 10% owner group (5) | G - Gift | $0.00 | -2.10M | 3.76M | -36% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-09 | G | A | 2,100,000 | $0.00 | 2,100,000 | I | — | — | (F1) On August 9, 2024, the Reporting Person distributed 2,000,000 shares of the Common Stock of Amkor Technology, Inc. (the "Issuer") to the John T. Kim GRAT #1 dtd. 8/9/2024 and 100,000 shares of the Issuer's Common Stock to the John T. Kim GRAT #2 dtd. 8/9/2024. Because the Reporting Person is the annuitant and sole trustee of both trusts, such distributions were a mere change in the form of ownership from direct to indirect and thus being voluntarily reported by the Reporting Person on this Form 4. (F2) The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose. (F3) The Reporting Person is (i) a trustee of family trusts for the benefit of his immediate family members which own 9,121,944 shares of the Issuer's Common Stock; (ii) a trustee of GRATs of which the Reporting Person was the settlor and is the sole annuitant which own 2,100,000 shares of the Issuer's Common Stock; (iii) a manager of a limited liability company being treated as a corporation for purposes of Section 16 which owns 16,710,668 shares of the Issuer's Common Stock, (iv) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's Common Stock and (v) as referenced in footnote 4, a member of Sujoda Management, LLC, which indirectly owns 2,478,325 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares. |
| 2 | Common | Common Stock | 2024-08-09 | G | D | 2,100,000 | $0.00 | 3,755,736 | D By own GRATs | — | — | (F1) On August 9, 2024, the Reporting Person distributed 2,000,000 shares of the Common Stock of Amkor Technology, Inc. (the "Issuer") to the John T. Kim GRAT #1 dtd. 8/9/2024 and 100,000 shares of the Issuer's Common Stock to the John T. Kim GRAT #2 dtd. 8/9/2024. Because the Reporting Person is the annuitant and sole trustee of both trusts, such distributions were a mere change in the form of ownership from direct to indirect and thus being voluntarily reported by the Reporting Person on this Form 4. |