Form 4 for SPFI SOUTH PLAINS FINANCIAL, INC.
Accepted 2022-01-04 00:00:00 ET · period of report 2021-12-31 · accession 0001163668-22-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-04 | 2021-12-31 | SPFI | Newsom Cory T | Pres, Dir | M - OptEx | $11.03 | +9,000 | 173.8K | +5% | +$99.3K |
| D | 2022-01-04 | 2021-12-31 | SPFI | Newsom Cory T | Pres, Dir | F - Tax | $27.93 | -4,881 | 169.0K | -3% | -$136.3K |
| D | 2022-01-04 | 2021-12-31 | SPFI | Newsom Cory T | Pres, Dir | M - OptEx | $0.00 | -9,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-31 | M | A | 9,000 | $11.03 | 173,842 | D | — | — | (F1) The shares reported include restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions. |
| 2 | Common | Common Stock | 2021-12-31 | F | D | 4,881 | $27.93 | 168,961 | D | — | — | (F1) The shares reported include restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions. |
| 3 | Derivative | Stock Options (Right to Buy) | 2021-12-31 | M | D | 9,000 | $0.00 | 0 | D | $11.03 · — to 2021-12-31 | 9,000 Common Stock | (F5) These were fully exercisable on date of grant. |