Form 4 for SPFI SOUTH PLAINS FINANCIAL, INC.
Accepted 2022-01-05 00:00:00 ET · period of report 2021-12-31 · accession 0001163668-22-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-05 | 2021-12-31 | SPFI | Griffith Curtis C | COB, CEO, Dir, 10% | F - Tax | $27.93 | -4,881 | 1.52M | -0.3% | -$136.3K |
| D | 2022-01-05 | 2021-12-16 | SPFI | Griffith Curtis C | COB, CEO, Dir, 10% | G - Gift | $0.00 | -870.0K | 1.52M | -36% | $0 |
| D | 2022-01-05 | 2021-12-31 | SPFI | Griffith Curtis C | COB, CEO, Dir, 10% | M - OptEx | $11.03 | +9,000 | 1.53M | +0.6% | +$99.3K |
| D | 2022-01-05 | 2021-12-31 | SPFI | Griffith Curtis C | COB, CEO, Dir, 10% | M - OptEx | $0.00 | -9,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-31 | F | D | 4,881 | $27.93 | 1,523,350 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-16 | G | D | 870,000 | $0.00 | 1,519,231 | D | — | — | (F1) On 12/16/21 the Reporting Person ("RP") gifted 435,000 shares to the Curtis C. Griffith 2021 Irrevocable Trust (RP's spouse serves as trustee) and also gifted 435,000 shares to RP's spouse, who immediately gifted such shares to various family trusts. RP serves as trustee of such family trusts and RP and members of his immediate family are beneficiaries of such trusts. |
| 3 | Common | Common Stock | 2021-12-31 | M | A | 9,000 | $11.03 | 1,528,231 | D | — | — | |
| 4 | Derivative | Stock Options (Right to Buy) | 2021-12-31 | M | D | 9,000 | $0.00 | 0 | D | $11.03 · — to 2021-12-31 | 9,000 Common Stock | (F10) These were fully exercisable on date of grant. |