Form 4 for SPFI SOUTH PLAINS FINANCIAL, INC.
Accepted 2022-01-21 00:00:00 ET · period of report 2022-01-19 · accession 0001163668-22-000007 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-21 | 2022-01-19 | SPFI | Griffith Curtis C | COB, CEO, Dir, 10% | A - Grant | $0.00 | +4,243 | 1.53M | +0.3% | $0 |
| D | 2022-01-21 | 2022-01-19 | SPFI | Griffith Curtis C | COB, CEO, Dir, 10% | A - Grant | $0.00 | +13.3K | 13.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-19 | A | A | 4,243 | $0.00 | 1,527,593 | D | — | — | (F1) Includes restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions. |
| 2 | Derivative | Stock Options (Right to Buy) | 2022-01-19 | A | A | 13,340 | $0.00 | 13,340 | D | $29.46 · — to 2032-01-19 | 13,340 Common Stock | (F10) 25% of the stock options vest on the first anniversary of January 1, 2022; thereafter, the remaining vest pro rata on a month basis over the next 36 months. Notwithstanding the foregoing, the stock options will automatically become fully vested upon the earlier of: (i) the Reporting Person's disability, (ii) the Reporting Person's death, and (iii) immediately prior to a change in control of the Issuer. |