Form 4 for WLTH WEALTHFRONT CORP
Accepted 2026-09-15 17:03:08 ET · period of report 2026-09-11 · accession 0001168404-26-000048 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2026-09-15 17:03 | 2026-09-11 | WLTH | Fortunato David | CEO, Pres, Dir | M - OptEx | $1.73 | +705.2K | 767.2K | +1,138% | +$1.22M |
| DI | 2026-09-15 17:03 | 2026-09-11 | WLTH | Fortunato David | CEO, Pres, Dir | F - Tax | $10.38 | -435.4K | 331.8K | -57% | -$4.52M |
| DMI | 2026-09-15 17:03 | 2026-09-11 | WLTH | Fortunato David | CEO, Pres, Dir | M - OptEx | $0.00 | -705.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-09-11 | M | A | 40,000 | $1.50 | 101,996 | I By Spouse | — | — | (F1) The reported securities are directly held by the reporting person's spouse. |
| 2 | Common | Common Stock | 2026-09-11 | M | A | 8,998 | $1.50 | 110,994 | I By Spouse | — | — | (F1) The reported securities are directly held by the reporting person's spouse. |
| 3 | Common | Common Stock | 2026-09-11 | M | A | 400,000 | $1.79 | 510,994 | I By Spouse | — | — | (F1) The reported securities are directly held by the reporting person's spouse. |
| 4 | Common | Common Stock | 2026-09-11 | M | A | 150,000 | $1.87 | 660,994 | I By Spouse | — | — | (F1) The reported securities are directly held by the reporting person's spouse. |
| 5 | Common | Common Stock | 2026-09-11 | M | A | 106,250 | $1.39 | 767,244 | I By Spouse | — | — | (F1) The reported securities are directly held by the reporting person's spouse. |
| 6 | Common | Common Stock | 2026-09-11 | F | D | 435,437 | $10.38 | 331,807 | I By Spouse | — | — | (F1) The reported securities are directly held by the reporting person's spouse. |
| 7 | Derivative | Stock Option (Right to Buy) | 2026-09-11 | M | D | 40,000 | $0.00 | 0 | I By Spouse | $1.50 · — to 2028-02-13 | 40,000 Common Stock | (F2) The option is fully vested. The award became fully vested on January 1, 2022. (F1) The reported securities are directly held by the reporting person's spouse. |
| 8 | Derivative | Stock Option (Right to Buy) | 2026-09-11 | M | D | 8,998 | $0.00 | 0 | I By Spouse | $1.50 · — to 2028-02-13 | 8,998 Common Stock | (F3) The option is fully vested. The award became fully vested on December 27, 2021. (F1) The reported securities are directly held by the reporting person's spouse. |
| 9 | Derivative | Stock Option (Right to Buy) | 2026-09-11 | M | D | 400,000 | $0.00 | 0 | I By Spouse | $1.79 · — to 2028-12-19 | 400,000 Common Stock | (F4) The option is fully vested. The award became fully vested on January 1, 2023. (F1) The reported securities are directly held by the reporting person's spouse. |
| 10 | Derivative | Stock Option (Right to Buy) | 2026-09-11 | M | D | 150,000 | $0.00 | 0 | I By Spouse | $1.87 · — to 2029-07-17 | 150,000 Common Stock | (F5) The option is fully vested. The award became fully vested on July 1, 2023. (F1) The reported securities are directly held by the reporting person's spouse. |
| 11 | Derivative | Stock Option (Right to Buy) | 2026-09-11 | M | D | 106,250 | $0.00 | 0 | I By Spouse | $1.39 · — to 2031-01-14 | 106,250 Common Stock | (F6) The option is fully vested. The award became fully vested on November 1, 2023. (F1) The reported securities are directly held by the reporting person's spouse. |